Welcome to this section dedicated to compliance and legal publications.
Pursuant to the USA PATRIOT Act and final rules issued by the U.S. Department of the Treasury, a U.S. bank or a U.S. broker-dealer in securities (a “Covered Financial Institution”) is required to obtain certain information from any “Foreign Bank” that maintains a correspondent account with it.
As permitted by the final rules, BNP Paribas Group has prepared a Global Certification for parent company (BNP Paribas S.A.) and its branches plus several BNP Paribas subsidiaries certifications for use by any Financial Institution that believes it requires a Patriot Act Certification from a BNP Paribas Group entity.
Please follow this link to access the BNP Paribas group website.
Please access below the Patriot Act Certification for Securities Services acting as business line of BNP Paribas SA (Valid for 3 years)
Standard list of delegates and sub-delegates of BNP Paribas appointed depositary of Ucits funds
Conflict of interest global policy
For details of BNP Paribas permissions from Home regulator ACPR (Autorité de Contrôle Prudentiel et de Résolution), please refer to their public register “REGAFI”.
(European clients only)
The Fonds de Garantie des Dépôts et de Résolution (FGDR), created by law in 1999, protects clients when a banking institution fails. The Deposit Guarantee compensates depositors for an amount up to €100,000 per person, per institution. The Investors Guarantee compensates up to €70 000 per person, per institution, for securities (stocks, bonds, etc. ).
The FGDR can also intervene on a Resolution basis, before the institution fails.
Clearing Member Disclosure Document
The information contained within this document (‘information’) is believed to be reliable but BNP Paribas does not warrant its completeness or accuracy. Opinions and estimates contained herein constitute BNP Paribas judgment and are subject to change without notice. BNP Paribas and its subsidiaries shall not be liable for any errors, omissions or opinions contained within this document. This material is not intended as an offer or solicitation for the purchase or sale of any financial instrument. For the avoidance of doubt, any information contained within this document will not form an agreement between parties. Additional information is available on request. BNP Paribas is authorised and supervised by the European Central Bank (ECB), the ACPR (Autorité de Contrôle Prudentiel et de Résolution) and the AMF (Autorité des Marchés Financiers).